Your Company

Tailored solutions

We are able to offer business solutions tailored to your specific requirements. As this is bespoke it can be on any of the elements of FSA rules. Common areas we work on:

  • FSA Healthcheck - a comprehensive and detailed assessment of your current compliance against FSA rules. We then provide you with a report which sets out a gap analysis and provides detailed recommendations on how you should fill any gaps. If required, we can then help and support you through implementation of the actions. Follow-up checks and further assistance can then be arranged.
  • Advice and guidance on particular areas of the FSA Handbook. We are able to advise you on any specific area of the Handbook. Common areas we advise on are:-   scoping/need for authorisation, applying for authorisation, ICOB, client money healthchecks, Senior Management Arrangements, Systems and Controls, Treating Customers Fairly, Conflicts of Interest and Training/Competence issues plus the all important RMAR returns.
  • Preparing for an FSA Visit - using the knowledge we have gained from FSA Arrow visits made to a number of our clients we are able to advise on the typical areas of review and the type of questions you may be asked and provide tips on how you can prepare for a successful FSA visit. We are also happy to advise clients following their FSA Arrow visit.
  • Due diligence - thinking of buying or selling? Let us help you ensure your business or the other business is in good shape from a compliance perspective, as this will enhance value and make the business easier to integrate. Thereís no point in buying or selling a car with no MOT is there?

For bespoke work our services are competitively priced. (All plus VAT). We have decided not to offer monthly retainers - our clients have free access to us by telephone and email for those quick questions. We only charge you for the work you ask us to do and itís up to you how much or how little support you want.